Regulatory Information Security Compliance (R.I.S.C.) Associates

...assess, educate, advise

WHO WE ARE

SERVICES

ENTERPRISE PROGRAM MGR

OVERVIEW

DASHBOARD

PROGRAM MANAGER

FINDINGS MANAGER

AUDIT MANAGER

RISK MANAGER

FILING MANAGER

REVIEW MANAGER

EXAM MANAGER

TEST MANAGER

REPORTS

VENDOR COMPLIANCE MGR

COMPLAINT MANAGER

OTHER SOLUTIONS

LeaseTRAK

LEGISLATION MANAGER

CONTACT US

 
R.I.S.C. Associates is a regulatory compliance consultancy and compliance automation tools developer that helps organizations across the country meet Regulatory, Corporate and Departmental goals through proper governance, risk and compliance practices.  
 
Our Risk, Audit, Findings, Compliance and Vendor Management automation tools help our clients achieve a better understanding of their enterprise and their exposures while improving operational cost efficiencies and being better able to comply with Federal and State regulatory requirements. The ever increasing regulatory burden coupled with fiscal belt-tightening and stockholder expectations has emphasized the importance of becoming a more efficient and compliant enterprise.

     
Solutions:
Enterprise Program Manager™ (EPM)
 is a dashboard-driven Risk, Audit, C
ompliance and Findings Management automation tool that eases the ever-growing burden of managing regulatory and corporate compliance. EPM provides visibility into Regulatory, Industry-specific and Corporate requirements across departmental silos so that you can better manage your exposure, your mitigation/remediation activities and your plans and programs across the enterprise.

Vendor
 Compliance Manager™ (VCM) is the industry-leading automated vendor management program that complies with Federal and State regulatory requirements for 3rd party oversight. VCM addresses the 3 key elements of vendor management; Measure, Monitor and Control and the nine components that make up a compliant vendor management program.

Enterprise Complaint Manager™ (eCM) manages complaints and analyzes issues in order to identify complaint patterns and potential UDAAP violations such as disclosures, fees, advertising, pre-sale/post-sale telemarketing scripts or other activities that might have potentially violated regulations. It's an essential tool for any institution’s risk and compliance programs.

Legislation Compliance Manager™ (LCM) is an automated legislation tracking and compliance management tool that provides centralized management over the bill-tracking and regulatory compliance process for mortgage servicers, insurors, chemical, manufacturing, energy, utility, or any other firm subject to changes in regulatory requirements.

LeaseTRAK™ automates the entire lease management process. LeaseTRAK allows you to classify and track operating and capital leases as well as rentals. It automatically notifies you when contracts are going to terminate, when auto-renew deadlines are coming due, and also allows you to input contract details pertaining to early termination fees and penalties as well as month-to-month continuation of service following termination.

Services:
Our industry insight is unparalleled, having conducted hundreds of assessments, audits, reviews and tests for institutions across the country. We know what your peers are doing. We know what the examiners want to see. We know the right thing to do for your organization.  And when exam time rolls around you can count on us to stand by your side as trusted advisors to address questions or issues posed by the examiners and auditors.

 
 
SOLUTIONS

Enterprise Program Manager™ (EPM)


Vendor Compliance Manager™ (VCM)
 

Enterprise Complaint Manager™ (ECM)


L
egislation Compliance Manager™ (LCM)


L
easeTRAK™


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SERVICES

Risk Assessment

IT General Controls Audit

Policy Development

Penetration Testing

Vulnerability Assessment

Incident Response Plan Development

DR/BC Plan Development

Board of Directors Training

 
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